Compliance & Trust Center

Institutional-grade compliance by default.

Built to meet the documentation standards of regulated advisory environments. The compliance posture isn't a checkbox — it's load-bearing architecture.

Compliance One-Pager

What Folio AI guarantees.

All outputs tagged Educational Only

Every portfolio panel carries a persistent disclaimer. No output constitutes a licensed investment recommendation. The tag is rendered in the DOM and cannot be suppressed.

No PII retained post-session

Profile data exists exclusively in browser runtime memory. No server-side profile storage, no database writes, no email collection. Session clears on tab close.

Strict exclusion enforcement

Exclusion preferences (ESG, fossil fuels, crypto, weapons) are passed as hard constraints. Enforced at the JSON-output validation layer — no model workarounds.

Model card + bias audit complete

Documented evaluation against demographic proxies (age, income framing, stated gender). Results on file; no systematic disparity detected across tested profiles.

Technical Architecture

How the guarantees are enforced.

JSON-schema validation

Every model output is parsed against a strict schema before rendering. Allocations must sum to exactly 100. Malformed outputs are rejected and flagged, never silently displayed.

Real, tradable tickers only

The shortlist is constrained to exchange-listed instruments. Fabricated symbols are rejected at the validation layer.

Deterministic behavioral weighting

When stated tolerance conflicts with revealed behavior, revealed wins — every time. Hard instruction in the prompt architecture, not a probabilistic suggestion.

No-overlap portfolio constraint

Portfolio A and Portfolio B are guaranteed to hold entirely distinct securities. Enforced at the system-prompt level and validated post-parse.

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Educational Classification

Every Folio AI output is classified as educational content under the same framework as financial modeling courses and investment simulations. Outputs are explicitly labeled "Educational Mock Portfolio — Not Licensed Financial Advice" in all display contexts. This classification is structural, not voluntary — it cannot be removed by users or downstream implementations. Folio AI does not hold, apply for, or imply any licensed advisory status.